North Capital Training Quiz
North Capital Training Quiz
Test your knowledge about North Capital and its services with this engaging quiz! It's designed to help you understand key concepts and regulations within the company and the broader financial sector.
Join us to discover:
- North Capital's business operations
- Broker Dealer requirements
- What it takes to be an accredited investor
Select which answers are true:
North Capital is completely unregulated and unmonitored.
Business hours are 8:30am-5:30pm
Working hours are up to you.
There is no dress code at North Capital.
Broker Dealers are required to archive all communications - including internally.
Dress Code is business attire.
Which of these is North Capital's White Label investment solution?
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0
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What is North Capital Inc.?
Technology company that licenses products referred to as regulation technology
A Registered Broker Dealer
A Catering Company
A Registered Investment Advisor
What does TransactAPI do for North Capital's clients?
ACH Payment Processing
Accredited Investor Verification
KYC/AML Checks
Send Documents for Electronic Signature
All of these
Which of the following is required in order to be an accredited investor?
A net worth of at least $1 million
Having the appropriate license with FINRA
At least $200,000 in annual income, or $300,000 if combined with a spouse
Knowing a guy
Which of these is a registered Broker Dealer with the SEC & FINRA?
North Capital Private Securities
North Capital Escrow Services
North Capital Investment Technology
North Capital Inc.
Which of the following licenses is required to be a registered principal?
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