ETF Training 2: Fund structures & how ETFs are different

1. When looking at typical regulated fund structures, which of the following is true?

a. When distribution flexibility goes up, investment flexibility goes up

b. When distribution flexibility goes up, investment flexibility goes down

c. When distribution flexibility goes up, investment flexibility is not impacted

d. None of the above

2. The UCITS brand is recognised across Europe, as well as which of the following regions:

Latin America

China

None of the above

3. Which of the below is a key reason why Investment Trusts are non-UCITS?

a. The portfolios are too concentrated

b. They are closed-ended funds

c. They hold derivatives

d. Because of their target market

4. An Authorised Contractual Scheme can be a UCITS or NURS.

True

False

5. Which of these has the most regularly published portfolio holdings?

Unit Trust

ICAV

SICAV

ETF

6. What is the taxe d’abonnement rate for retail clients in SICAVs?

0.01%

0.02%

0.04%

0.05%

7. LGIM ETFs are ICAVs

True

False

8. If LGIM was launching a new short duration Euro Corporate Bond index fund for global distribution, which vehicle is most likely to be chosen?

ICAV

Unit Trust

SICAV

QIAIF

9. An ETF can be both UCITS and non-UCITS

True

False

10. Which of the following cannot be purchased on exchange:

ETF

Common Stock

Unit Trust

Investment Trust

Please rate the training session out of 5

{"name":"ETF Training 2: Fund structures & how ETFs are different", "url":"https://www.quiz-maker.com/QC95BHK","txt":"1. When looking at typical regulated fund structures, which of the following is true?, 2. The UCITS brand is recognised across Europe, as well as which of the following regions:, 3. Which of the below is a key reason why Investment Trusts are non-UCITS?","img":"https://www.quiz-maker.com/3012/images/ogquiz.png"}

Quiz Maker