COMPANY KIT - AML/KYC STAFF TRAINING QUIZ

To which organisation a suspicious report should be made?

Hong Kong Monetary Authority

Joint Financial Intelligence Unit

Narcotics Division, Security Bureau

Which of the following is a statutory requirement？

Reporting corruption

Reporting a suspicious activity

Reporting a crime

Who should act as the main point of contact with the Joint Financial Intelligence Unit, law enforcement agencies, and any other competent authorities in relation to AML prevention and detection, investigation or compliance？

compliance officer

money laundering reporting officer

Front-line staff

Backoffice staff

Which of the following is NOT required for "Customer Due Diligence"?

Know the spouse of the customer

Know the customer

Know the transaction

Which three extra documents are required from customer for EDD?

Reference Letter, Source of Fund Declaration and Affidavit of Solvency

Reference Letter, Source of Fund Declaration and Passport

Reference Letter, Valid Address Prove and Affidavit of Solvency

What does the SAFE Approach stand for?

Start, Assume, Find and Enhamce

Screen, Ask, Find and Evaluate

Screen, Assess, Filer and Evaluate

If a potential customer is a Politically Exposed Person, is EDD required to apply?

Yes

If a potential customer is from a country that are believed to have strong links to terrorist activities, is it appropriate to apply simplified customer due diligence?

Yes

Who are the Money Laundering Reporting Officer of this company?

Kelvin and Dicky

Micheal and Cathy

All customers due diligence information should be kept throughout the continuance of the business relationship with the company. How Long is the statutory?

5 years

6 years

7 years

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