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COMPANY KIT - AML/KYC STAFF TRAINING QUIZ

A professional and visually engaging illustration depicting AML/KYC training concepts, featuring diverse professionals discussing compliance, financial regulations, and risk assessment in a modern office setting.

AML/KYC Staff Training Quiz

Welcome to the AML/KYC Staff Training Quiz! This quiz is designed to help you enhance your knowledge about Anti-Money Laundering (AML) and Know Your Customer (KYC) practices. Test your understanding of crucial legal requirements and best practices in your role.

Key Features:

  • 10 comprehensive questions
  • Multiple choice and checkbox formats
  • Engaging and informative content
10 Questions2 MinutesCreated by LearningEagle472
To which organisation a suspicious report should be made?
Hong Kong Monetary Authority
Joint Financial Intelligence Unit
Narcotics Division, Security Bureau
Which of the following is a statutory requirement？
Reporting corruption
Reporting a suspicious activity
Reporting a crime
 
Who should act as the main point of contact with the Joint Financial Intelligence Unit, law enforcement agencies, and any other competent authorities in relation to AML prevention and detection, investigation or compliance？
Compliance officer
Money laundering reporting officer
Front-line staff
Backoffice staff
Which of the following is NOT required for "Customer Due Diligence"?
Know the spouse of the customer
Know the customer
Know the transaction
Which three extra documents are required from customer for EDD?
Reference Letter, Source of Fund Declaration and Affidavit of Solvency
Reference Letter, Source of Fund Declaration and Passport
Reference Letter, Valid Address Prove and Affidavit of Solvency
What does the SAFE Approach stand for?
Start, Assume, Find and Enhamce
Screen, Ask, Find and Evaluate
Screen, Assess, Filer and Evaluate
If a potential customer is a Politically Exposed Person, is EDD required to apply?
Yes
No
If a potential customer is from a country that are believed to have strong links to terrorist activities, is it appropriate to apply simplified customer due diligence?
Yes
No
Who are the Money Laundering Reporting Officer of this company?
Kelvin and Dicky
Micheal and Cathy
 
All customers due diligence information should be kept throughout the continuance of the business relationship with the company. How Long is the statutory?
5 years
6 years
7 years
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