2B CHAPTER 6

The RTA as a custodian of data acts as the repository of information of ___________ data.

All the RTAs appointed by the corporates or mutual fund houses are registered with SEBI.

The RTA is the custodian of the investor data

Corporate actions are approved by the investors

ISCs are the points of contact for all transactions and also facilitate sales proceeds of the fund house.

Registrar and Transfer Agents (RTAs) servicing more than 3 crore folios. These RTAs are known as Qualified Registrars and Transfer Agents (QRTAs).

RBI has prescribed detail process of converting the physical securities to demat / electronic mode and vice versa

All leading RTAs are currently connected to both NSDL and CDSL

The financial information shared through the Account Aggregator is not stored by the AA

RTAs have a pan India presence, operating in over 150 locations

An Account Aggregator (AA) is a RBI regulated Non-Banking Finance Company (NBFC) that facilitates retrieval or collection of financial information, pertaining to a customer