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2B CHAPTER 6

The RTA as a custodian of data acts as the repository of information of ___________ data.
Investor
Regulator
Intermediaries
AMC
All the RTAs appointed by the corporates or mutual fund houses are registered with SEBI.
True
False
The RTA is the custodian of the investor data
True
False
Corporate actions are approved by the investors
True
False
ISCs are the points of contact for all transactions and also facilitate sales proceeds of the fund house.
True
False
Registrar and Transfer Agents (RTAs) servicing more than 3 crore folios. These RTAs are known as Qualified Registrars and Transfer Agents (QRTAs).
True
False
RBI has prescribed detail process of converting the physical securities to demat / electronic mode and vice versa
True
False
All leading RTAs are currently connected to both NSDL and CDSL
True
False
The financial information shared through the Account Aggregator is not stored by the AA
True
False
RTAs have a pan India presence, operating in over 150 locations
True
False
An Account Aggregator (AA) is a RBI regulated Non-Banking Finance Company (NBFC) that facilitates retrieval or collection of financial information, pertaining to a customer
True
False
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