You are an Audit and Assurance professional within Financial Services, and you never talk about work matters at home. On 15 April, your child who lives with you buys 1000 shares. Are you in violation of the Group Securities Trading Policy?
No, because you have not communicated unpublished price-sensitive information
No because you are not a specified person, and are within an approved trading window
Yes, because you are a specified person, and the trade was outside the approved trading window.
Yes, because your child may have overheard unpublished price-sensitive information and made the trade
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